Financial Asset Broking Services

**Exclusions/References:** - Units mainly engaged in - (a) investing money in financial assets such as shares, bonds, bills, etc, on own account are included in Class 6240 Financial Asset Investing; and - (b) providing investment management or advisory services, or arranging home loans for others on a commission or fee basis, are included in Class 6419 Other Auxiliary Finance and Investment Services. **Primary Activities:** - Commodity futures broking or dealing (on a commission or transaction fee basis) - Financial asset broking service (on a commission or transaction fee basis) - Stock broking or trading (on a commission or transaction fee basis) - Trading of mortgages operation (on a commission or transaction fee basis)